Compliance Matrix

Academic Programs

Statute

Age Discrimination Act of 1975
42 U.S.C. §§ 6101-6107
*No reporting

Contacts:
Academic Programs, Admissions: Cheryl Thompson
For Applicants: Carmen Sirizzotti
For Current Employees: Linda Cunningham

Americans with Disabilities Act
42 U.S.C. §§ 12101-12213

Contacts:
Academic Programs: David Carver
For Applicants: Carmen Sirizzotti
Campus Safety: Aileen Warren
For Current Employees: Linda Cunningham
Housing: Keith Swarts
Privacy & Information Security: Cristy Horn (Varner Hall)

Higher Education Opportunity Act
Public Law No. 110-315
No deadline is mandated, but September 1 is suggested.

ContactCheryl Thompson

Section 504 of The Rehabilitation Act of 1973
29 U.S.C. § 701

Contacts: David Carver (D. Davies), Cheryl Thompson

Title IX of the Education Amendment of 1972
20 U.S.C. §§ 1681-1688

Contact: Carmen Sirizzotti

Title VI of the Civil Rights Act of 1964
42 U.S.C. §§ 2000d-2000d-7

Contact: Cheryl Thompson

Accounting

Statute

Bankruptcy Abuse Prevention & Consumer Protection Act of 2005
Public Law No. 109-8
11 U.S.C. §§ 101-1532

ContactBill Lawlor

Clayton Antitrust Act of 1914
15 U.S.C. §§ 12-27

ContactBill Lawlor

Fair Credit Reporting Act (FCRA)
15 U.S.C. §§ 1681-1681v

ContactBill Lawlor

Federal Insurance Contributions Act (FICA)
26 U.S.C. §§ 3101-3128

ContactBill Lawlor

Federal Unemployment Tax Act
26 U.S.C. §§ 3301-3311

ContactBill Lawlor

Higher Education Opportunity Act
20 U.S.C. § 1011f
Multiple Deadlines

ContactBill Lawlor

Monitoring of Tax exempt Bond Financing

ContactBill Lawlor

OMB A-21: Cost Principles for Educational Institutions

ContactsBill Lawlor Deb Vetter

Regulation E: Electronic Fund Transfers
15 U.S.C. § 1693b

ContactBill Lawlor

Sarbanes Oxley Act of 2002 (SOX)
Public Law No. 107-204

Contact: N/A

Sherman Antitrust Act of 1890
15 U.S.C. §§ 1-7

ContactBill Lawlor

Social Security Act
42 U.S.C. §§ 301-1397mm

ContactBill Lawlor

Truth in Lending Act
15 U.S.C. §§ 1601-1693r

ContactBill Lawlor

Tuition Payment Credit Reporting Requirements
26 U.S.C. § 6050S
Multiple Deadlines

Contact: Cheryl Thompson

Uniform Administrative Requirements, Cost Principles, and Audit Requirements for Federal Awards
OMB Final Guidance

ContactsBill Lawlor, Deb Vetter

Unrelated Business Income Tax
26 U.S.C. § 511

Contact: Susan Kraft-Mann

Accreditation

Statute

Higher Education Opportunity Act
Public Law No. 110-315
20 U.S.C. § 1099b

Contact: James Turpen

Admissions

Statute

Higher Education Opportunity Act
Public Law  No. 110-315
20 U.S.C. § 1092

ContactCheryl Thompson

Title IX of the Education Amendment of 1972
20 U.S.C. §§ 1681-1688

ContactCarmen Sirizzotti

Title VI of the Civil Rights Act of 1964
42 U.S.C. §§ 2000d-2000d-7

ContactCheryl Thompson

Athletics

Statute

Equity in Athletics Disclosure Act
20 U.S.C. § 1092(g)

Contact: N/A

Title IX
20 U.S.C. §§ 1681-1688

Contact: N/A

Auxiliary Services

Statute


Contact

Campus Safety

Statute

Campus Sex Crimes Prevention Act
(§ 1601 of the Victims of Trafficking and Violence Protection Act of 2000)
Public Law No. 106-386 (Title VI)
*October 10, multiple deadlines

Contacts
Campus safety: Gary Svanda
Sexual misconduct: Carmen Sirizzotti

Clery Act
20 U.S.C. § 1092(f)
*Colleges must report campus crime statistics and security measures to all students and employees by October 1st of each year. The annual security report must also be submitted to the Secretary of Education each year, by October 15th.  Must report compliance with the Campus SaVE Act in Annual Security Reports beginning October 1, 2014.

Contact: Gary Svanda

Drug Free Schools and Communities Act
20 U.S.C. § 1011i
*Suggested distribution is to make this information part of the Annual Security Report distribution which is required by October 1st of each year.

Contact:  John Hauser

Emergency Planning and Community Right to Know Act (EPCRA)
42 U.S.C. §§ 11001 - 11050
*March 1

Contact:  John Hauser

Higher Education Opportunity Act
Public Law No. 110-315
20 U.S.C. § 1011i
*Multiple Deadlines

Contact:  John Hauser

Higher Education Opportunity Act
Public Law No. 110-315
20 U.S.C. § 1092
*Multiple Deadlines

Contact:  John Hauser

Higher Education Opportunity Act
Public Law No. 110-315
20 U.S.C. § 1092(j)
*Multiple Deadlines

Contact:  John Hauser

Occupational Safety and Health Act of 1970
29 U.S.C. §§ 651-678

Contact:  John Hauser

Contracts & Procurement

Statute

Anti-Kickback Act of 1986
41 U.S.C. §§ 8701-8707
*No reporting

ContactJeff Elliott

Byrd Amendment
31 U.S.C. § 1352
*Reporting required, ongoing

ContactJeff Elliott

Copeland Anti-Kickback Act
18 U.S.C. § 874
40 U.S.C. § 3145

ContactJeff Elliott

E-Verify (Executive Order 1289)

ContactCarmen Sirizzotti

Trading with the Enemy Act
22 U.S.C. §§ 7201-7211

ContactJeff Elliott

Copyright & Trademark

Statute

Copyright Act
17 U.S.C. §§ 101-1332
*Multiple Deadlines

ContactJason Nickla

Copyright Term Extension Act
Public Law No. 105-298

ContactJason Nickla

Digital Millennium Copyright Act (DMCA)
17 U.S.C. § 512

Contacts:

Copyright Infringement - Heather Brown
Information Security - Sharon Welna

Digital Millennium Copyright Act (DMCA)
Public Law No. 105-304

ContactJason Nickla

Higher Education Opportunity Act
Public Law No. 110-315
*No deadline is mandated, but September 1 is suggested.

ContactJason Nickla

Lanham Act
15 U.S.C. §§ 1051-1141n

ContactJason Nickla

Small Webcasters Settlement Act of 2002
Public Law No. 107-321
*Multiple Deadlines

ContactJason Nickla

Technology Education and Copyright Harmonization Act (TEACH ACT) of 2002
Public Law No. 107-273

ContactJason Nickla

Disabilities

Statute

Americans with Disabilities Act
42 U.S.C. §§ 12101-12213
*Multiple Deadlines

Contacts:
Academic Programs: David Carver
For Applicants: Carmen Sirizzotti
Campus Safety: Aileen Warren
For Current Employees: Linda Cunningham
Housing: Keith Swarts
Privacy & Information Security: Cristy Horn (Varner Hall)

Section 504 of The Rehabilitation Act of 1973
29 U.S.C. § 701

Contacts:
For Applicants: Carmen Sirizzotti
For Current Employees: Linda Cunningham

The Family and Medical Leave Act of 1993
Public Law 103-3

Contact: Linda Cunningham

Diversity/Affirmative Action

Statute

Affirmative Action/Equal Employment Opportunity
Executive Order 11246
*No reporting

ContactLinda Cunningham

Age Discrimination Employment Act of 1967
29 U.S.C. §§ 621-634
*No reporting

Contacts:
For Applicants: Carmen Sirizzotti
For Current Employees: Linda Cunningham

Equal Employment of Veterans
38 U.S.C. §§ 4211-4215

ContactCarmen Sirizzotti

Equal Employment Opportunity
Executive Order 11246 (OFCCP)

ContactLinda Cunningham

Equal Pay Act of 1963
29 U.S.C. § 206(d)

ContactCarmen Sirizzotti

Genetic Information Non-Discrimination Act of 2008
Public Law No. 110-233

Contacts:
For Applicants: Carmen Sirizzotti
For Current Employees: Linda Cunningham

Immigration and Nationality Act
8 U.S.C. §§ 1101-1106

ContactCarmen Sirizzotti

Lilly Ledbetter Fair Pay Act of 2009
Public Law No. 111-2

ContactCarmen Sirizzotti

Section 504 of The Rehabilitation Act of 1973
29 U.S.C. § 701

ContactLinda Cunningham

Title IX of the Education Amendment of 1972
20 U.S.C. §§ 1681-1688

ContactCarmen Sirizzotti

Title VI of the Civil Rights Act of 1964
42 U.S.C. §§ 2000d-2000d-7

ContactCheryl Thompson

Title VII of the Civil Rights Act of 1964
442 U.S.C. §§ 2000e-2000e-17

ContactLinda Cunningham

Uniformed Services Employment and Reemployment Rights Act (USERRA)
38 U.S.C. §§ 4301-4335

ContactCarmen Sirizzotti

Environmental Health & Occupational Safety

Statute

Asbestos Hazard Emergency Response Act
15 U.S.C. § 2651
*Multiple deadlines

ContactJohn Hauser

Chemical Facility Anti-Terrorism Standards
Executive Order 13563 and 12866

Contact: Vito Caragiulo

Clean Air Act
42 U.S.C. §§ 7401-7671q
*Multiple Deadlines

ContactJohn Hauser

Clean Water Act
33 U.S.C. §§ 1251-1387
*Multiple Deadlines

ContactJohn Hauser

Comprehensive Environmental Response, Compensation, and Liability Act (CERCLA)
42 U.S.C. §§ 9601-9675

ContactJohn Hauser

Emergency Planning and Community Right Act (EPCRA)
42 U.S.C. §§ 11001 - 11050
March 1

ContactJohn Hauser

Energy Policy Act
42 U.S.C. §§ 13201-13574
*Multiple Deadlines

ContactJohn Hauser

Federal Insecticide, Fungicide and Rodenticide Act
7 U.S.C. §§ 136-136y

Contact: Vito Caragiulo

Guarding and Use of Hand & Portable Powered Tools

ContactJohn Hauser

Hazardous and Solid Waste Amendments of 1984
42 U.S.C. §§ 6921-6939g

Contact: Vito Caragiulo

Hazardous Materials Transportation Act
49 U.S.C. §§ 5101-5128

Contact: Vito Caragiulo

Housing & Urban Development Lead Based Paint Poisoning in Certain Residential Structures
42 U.S.C. § 4852d
*Multiple Deadlines

ContactJohn Hauser

Mandatory Reporting of Greenhouse Gases
Public Law No. 110-161
*Multiple Deadlines

ContactJohn Hauser

Medical Waste Tracking Act
42 U.S.C. § 6992

Contact:  NE Med (per D. Thomas)

Motor Carrier Act of 1980
49 U.S.C. §§ 13101-14916

ContactJohn Hauser

Oil Pollution Act
33 U.S.C.§§ 2701-2762
*Multiple Deadlines

ContactJohn Hauser

OSHA
29 U.S.C. § 651-678

ContactJohn Hauser

OSHA - Bloodborne Pathogens Standard

ContactJohn Hauser

OSHA Asbestos in Construction Standard

ContactJohn Hauser

OSHA Enforcement Guidance for Personal Protective Equipment (PPE) in General Industry

ContactJohn Hauser

OSHA Lead in Construction Standard

ContactJohn Hauser

OSHA Lead in General Industry Standard

ContactJohn Hauser

OSHA Welding, Cutting, and Brazing

ContactJohn Hauser

OSHA’s Hazard Communication Standard

ContactJohn Hauser

Resource Conservation and Recovery Act
42 U.S.C. §§ 6901-6992k
*September 1

ContactJohn Hauser

The Public Health Security and Bioterrorism Preparedness and Response Act
18 U.S.C. § 175b
*Multiple Deadlines

Contact:  Rick Boldt

Toxic Substances Control Act
15 U.S.C. § 2601-2629
*July 15

Contact: Pete Iwen

Ethics

Statute

Ethics in Government Act (Amended by Ethics Reform Act and Honest Leadership and Open Government Act of 2007)
5 U.S.C. § 7353

ContactJames Turpen

House and Senate Gift Ban and Ethics Rules

ContactJames Turpen

Export Controls

Statute

Arms Export Control Act
22 U.S.C. §§ 2751-2799aa-2
*No reporting

ContactMarsha Morien

International Emergency Economic Powers Act
50 U.S.C. §§ 1701-1707

ContactMarsha Morien

International Traffic in Arms Regulations (ITAR)
22 U.S.C. § 2778

ContactMarsha Morien

Trading with the Enemy Act
22 U.S.C. § 7201-7211

ContactMarsha Morien

Financial Aid

Statute

Higher Education Opportunity Act
Public Law No. 110-315
20 U.S.C. § 1015
*No deadline is set, but September 1 is suggested.

Contact: Judy Walker

Higher Education Opportunity Act
Public Law No. 110-315
20 U.S.C. § 1092
*No deadline is set, but September 1 is suggested.

ContactJudy Walker

Higher Education Opportunity Act of 2008
20 U.S.C. § 1094
*No deadline specifically enumerated, but September 1st is suggested.

ContactJudy Walker

Higher Education Opportunity Act of 2008
Public Law No. 110-315
*Multiple Deadlines

ContactJudy Walker

Higher Education Opportunity Act of 2008
Public Law No. 110-315
20 U.S.C. § 1078-2
*No deadline is set, but September 1 is suggested.

ContactJudy Walker

Higher Education Opportunity Act of 2008
Public Law No. 110-315
20 U.S.C. § 1094(h)

ContactJudy Walker

Higher Education Opportunity Act of 2008
Public Law No. 110-315
20 U.S.C. § 1099c

ContactJudy Walker

Higher Education Opportunity Act of 2008
Public Law No. 110-315
20 U.S.C. §§ 1070b- 1070b-4
*Due by October 1 each year.

ContactJudy Walker

Higher Education Opportunity Act of 2008
Public Law No. 110-315
20 U.S.C. §§ 1087aa-1087ii
*Due by October 1 each year.

ContactJudy Walker

Higher Education Opportunity Act of 2008
Public Law No. 110-315
42 U.S.C. §§ 2751-2757
*Due by October 1 each year.

ContactJudy Walker

Student Loan Default Prevention Initiative Act of 1990
20 U.S.C. §§ 1001-1019d

ContactJudy Walker

Student Right to Know Act
Public Law No. 101-542
20 U.S.C. § 1092

ContactJudy Walker

Title IX of the Education Amendment of 1972
20 U.S.C. §§ 1681-1688

ContactCarmen Sirizzotti

Fundraising & Development

Statute

Higher Education Opportunity Act
Public Law No. 110-315
20 U.S.C. § 1094

Contact: Deb Thomas

Internal Revenue Code: Substantiation and Disclosure Provisions
26 U.S.C. § 170

ContactDeb Thomas

Pension Protection Act
26 U.S.C. § 170

ContactDeb Thomas

Philanthropy Protection Act of 1995
Public Law No. 104-62

ContactDeb Thomas

Governance

Statute

Federal Sentencing Guidelines
2012 Manual

Contact: Sarah Gloden Carlson

Internal Revenue Service: Governance Information Required on Form 990

Contact: Varner Hall files (per D Thomas)

Grants Management

Statute

Byrd Amendment
31 U.S.C. § 1352
*Reporting required, ongoing

Contacts
Pre-award: Deborah Vetter
External Affairs: Bob Bartee

Department of Education General Administrative Regulations and Other Applicable Grant Regulations

Contacts
Pre-award: Deborah Vetter
Post-award: Bill Lawlor

Department of Health and Human Services Grants Policy Statement

Contacts
Pre-award: Deborah Vetter
Post-award: Bill Lawlor

False Claims Act
31 U.S.C. §§ 3729-3733

ContactTara Scrogin

Federal Awardee Performance and Integrity Information System (FAPIIS)
Public Law No. 110-417, § 872

ContactDeborah Vetter (Pre-award)

Federal Funding Accountability and Transparency Act of 2006 (FFATA)
Public Law No. 109-282

Contacts
Pre-award: Deborah Vetter
Post-award: Bill Lawlor

Fraud Enforcement and Recovery Act of 2009 (FERA)
Public Law No. 111-21

ContactTara Scrogin

OMB A-133: Audits of Institutions of Higher Education and Other Non-Profit Institutions

Contacts
Pre-award: Deborah Vetter
Post-award: Bill Lawlor

OMB Circular A-110: Uniform Administrative Requirements for Grants and Agreements With Institutions of Higher Education, Hospitals, and Other Non- Profit Organizations

Contacts
Pre-award: Deborah Vetter
Post-award: Bill Lawlor

OMB Circular A-21: Cost Principles for Educational Institutions

Contacts
Pre-award: Deborah Vetter
Post-award: Bill Lawlor

Health Care & Insurance

Statute

Controlled Substances Act
21 U.S.C. §§ 801-889
*January

ContactTara Scrogin

Higher Education Opportunity Act
Public Law No. 110-315

ContactTara Scrogin

HIPAA
Public Law No. 104-191
*Multiple Deadlines

ContactTara Scrogin

Housing

Statute

Section 504 of The Rehabilitation Act of 1973
29 U.S.C. § 793

ContactKeith Swarts

Title IX of the Education Amendment of 1972
20 U.S.C. §§ 1681-1688

ContactCarmen Sirizzotti

Human Resources: Discrimination

Statute

Equal Employment of Veterans
38 U.S.C. §§ 4211-4215

ContactCarmen Sirizzotti

Equal Employment Opportunity
Executive Order 11246 (OFCCP)

Contact:  Linda Cunningham

Genetic Information Non-Discrimination Act of 2008
Public Law No. 110-233

Contacts:
For Applicants: 
Carmen Sirizzotti
For Current Employees: Linda Cunningham

Lilly Ledbetter Fair Pay Act of 2009
Public Law No. 111-2

ContactCarmen Sirizzotti

The Equal Pay Act of 1963
29 U.S.C. § 206(d)

ContactCarmen Sirizzotti

The Family and Medical Leave Act of 1993
29 U.S.C. §§ 2601-2654

Contact:  Linda Cunningham

Title IX of the Education Amendment of 1972
20 U.S.C. §§ 1681-1688

ContactCarmen Sirizzotti

Title VII of the Civil Rights Act of 1964
42 U.S.C. §§ 2000e-2000e-17

Contact:  Linda Cunningham

Uniformed Services Employment and Reemployment Rights Act (USERRA)
38 U.S.C. § 4301-4335

ContactCarmen Sirizzotti

Human Resources: Employee Benefits

Statute

Cafeteria Plan Regulations
26 U.S.C. § 125
*No reporting

ContactJayme Nekuda

Consolidated Omnibus Budget Reconciliation Act (COBRA)
Public Law No. 99-272

ContactJayme Nekuda

Employee Retirement Income Security Act of 1974 (ERISA)
29 U.S.C. §§ 1001-1461
*Multiple Deadlines

ContactJayme Nekuda

Medicare, Medicaid, and SCHIP Extension Act of 2007
Public Law No. 110-173

ContactJayme Nekuda

Patient Protection and Affordable Care Act
Public Law No. 111-148
*July

ContactJayme Nekuda

The Veterans’ Readjustment Benefits Act
38 U.S.C. §§ 4211-4214
*September

ContactJayme Nekuda

Title IX of the Education Amendment of 1972
20 U.S.C. §§ 1681-1688

ContactJayme Nekuda

Uniformed Services Employment and Reemployment Rights Act (USERRA)
38 U.S.C. § 4301-4335

ContactJayme Nekuda

Human Resources: Recruitment Hiring & Termination

Statute

Drug & Alcohol Testing of Transportation Employees
49 U.S.C. § 31144

Contact:  Linda Cunningham

Drug Free Workplace Act
41 U.S.C. §§ 701-707

Contact:  Linda Cunningham

Employee Polygraph Protection Act
29 U.S.C. §§ 2001-2009

ContactCarmen Sirizzotti

Fair Credit Reporting Act (FCRA)
15 U.S.C. §§ 1681-1681x

ContactCarmen Sirizzotti

Federal Volunteer Protection Act
Public Law No. 105-19
42 U.S.C. §§ 14501-14505

ContactCarmen Sirizzotti

Immigration and Nationality Act
8 U.S.C. §§ 1101-1537

ContactCarmen Sirizzotti

Worker Adjustment and Retraining Notification Act (WARN)
29 U.S.C. §§ 2101-2109

ContactCarmen Sirizzotti

Human Resources: Retirement

Statute

Deferred Compensation
26 U.S.C. § 457
*Multiple Deadlines

ContactJayme Nekuda

Employee Annuities
26 U.S.C. § 403
*Multiple Deadlines

ContactJayme Nekuda

Employee Retirement Income Security Act of 1974 (ERISA)
29 U.S.C. § 18
*Multiple Deadlines

ContactJayme Nekuda

Nonqualified Deferred Inclusion
26 U.S.C. § 409A
*Multiple Deadlines

ContactJayme Nekuda

Qualified Pensions
26 U.S.C. § 401
*Multiple Deadlines

ContactJayme Nekuda

Social Security Act
42 U.S.C. §§ 301-1397mm
*Multiple Deadlines

ContactJayme Nekuda

Human Resources: Unions

Statute

Civil Service Reform Act of 1978
Public Law No. 95-454
5 U.S.C. § 1104

Contact:  Linda Cunningham

National Labor Relations Act
29 U.S.C. §§ 151-169

Contact:  Linda Cunningham

Human Resources: Wages

Statute

Consumer Credit Protection Act, Title III (CCPA) – Garnishments
15 U.S.C. § 1673

ContactCarmen Sirizzotti

Fair Labor Standards Act (FLSA)
29 U.S.C. §§ 201-219

ContactCarmen Sirizzotti

Federal Insurance Contributions Act (FICA)
42 U.S.C. §§ 401-434

Contact:  Mary Jane Zeini

Federal Unemployment Tax Act
26 U.S.C. §§ 3301-3311

Contact:  Mary Jane Zeini

Qualified Tuition Reductions
Publication
*Multiple Deadlines

Contact:  Mary Jane Zeini

Immigration

Statute

Immigration and Nationality Act (INA)
8 U.S.C. §§ 1101-1537

Contact: Ward Chambers

Student Exchange and Visitor Information System (SEVIS)
*Multiple Deadlines

ContactWard Chambers

Information Technology

Statute

Communications Assistance for Law Enforcement Act (CALEA)
47 U.S.C. §§ 1001-1010

Contact: N/A

Controlling the Assault of Non-Solicited Pornography And Marketing Act of 2003 (CAN-SPAM Act)
15 U.S.C. §§ 7701-7713

Contact:  Sharon Welna

Digital Millennium Copyright Act (DMCA)
17 U.S.C. § 512

Contacts:

Copyright Infringement - Heather Brown
Information Security - Sharon Welna

Electronic Communications Privacy Act
18 U.S.C. §§ 2510-2522 (Wiretap)
18 U.S.C. §§ 2701-2711 (Stored Communications)

Contact:  N/A

FCC – Cable Certification
47 U.S.C. § 151

Contact:  N/A

FCC – Fixed Microwave Services, Licensing
47 U.S.C. § 151

Contact:  N/A

FCC – Wireless Communications, Licensing
47 U.S.C. § 151

Contact:  Bryan Scofield

Hazardous Materials Transportation Act
49 U.S.C. §§ 5101-5128

Contact:  Keith Swarts

Higher Education Opportunity Act
Public Law No. 110-315
20 U.S.C. § 1092

Contact: Section 485(a)(20 U.S.C. 1092(a))(1) Sharon Welna

Homeland Security Act of 2002
Public Law No. 107–296

Contact: 

Junk Fax Prevention Act of 2005
47 U.S.C. § 227(b)(1)(C)

Contacts:  Sharon WelnaTara Scrogin

No Electronic Theft Act
Public Law No. 105-147

Contact:  Heather Brown

Telemarketing
47 U.S.C. § 227

Contact:

Intellectual Property & Technology Transfer

Statute

American Jobs Creation Act of 2004
26 U.S.C. § 170
*Multiple deadlines

ContactJason Nickla

Bayh-Dole Act of 1980
35 U.S.C. §§ 200-212
*No reporting

ContactJason Nickla

Cooperative Research and Technology Enhancement Act (CREATE Act)
Public Law No. 108-453

ContactJason Nickla

Trademark Revision Act
15 U.S.C. § 1051
Public Law No. 109-312

ContactJason Nickla

U.S. Patent Act
35 U.S.C. §§ 1-390

ContactJason Nickla

Visual Artists Rights Act
17 U.S.C. § 106A

ContactJason Nickla

International Activities & Programs

Statute

Foreign Agents Registration Act of 1938
22 U.S.C. §§ 611-621
*Multiple Deadlines

Contact: Marsha Morien

Lobbying & Political Activity

Statute

Honest Leadership and Open Government Act of 2007
Public Law No. 110-81

ContactBob Bartee

House and Senate Gift Ban and Ethics Rules

ContactBob Bartee

Lobbying Disclosure Act
2 U.S.C. §§ 1601-1614
Public Law No. 104-65, 109 Stat. 691

ContactBob Bartee

Political Activities
IRC § 501 (c )(3)

ContactBob Bartee

Privacy & Information Security

Statute

Children’s Online Privacy Protection Act of 1998 (COPPA)
15 U.S.C. §  91

Contact: N/A

Electronic Communications Privacy Act
18 U.S.C. §§ 2510-2522 (Wiretap)
18 U.S.C. §§ 2701-2711 (Stored Communications)

Contact: N/A

Fair and Accurate Credit Transaction Act (FACTA)
Public Law No. 108-159

Contact

Fair Credit Reporting Act (FCRA)
15 U.S.C. §§ 1681-1681x

ContactAileen Warren

Federal Information Security Management Act (FISMA)
44 U.S.C. § 35

Contact:  Sharon Welna

FERPA
20 U.S.C. § 1232g
*Multiple Deadlines

Contacts:
Operational - Cheryl Thompson
Information Security - Sharon Welna

Freedom of Information Act
5 U.S.C. § 552

Contacts:  Rick Spellman,  Keith SwartsTara Scrogin

Gramm Leach Bliley Act (GLBA)
15 U.S.C. § 6801
*Multiple Deadlines

Contacts:  Sharon WelnaJeff Elliott

Health Information Technology for Economic and Clinical Health (HITECH) Act of 2009
Public Law No. 111-5

Contact: Tara Scrogin

HIPAA
Public Law No. 104-191

Contact: Tara Scrogin

Program Integrity Rules

Statute

Higher Education Act
20 U.S.C. § 1094

ContactJames Turpen

Higher Education Act
20 U.S.C. §§ 1001, 1002

ContactJames Turpen

Research

Statute
America COMPETES Act § 7009
42 U.S.C. § 1862o-1
*No reporting

ContactDeb Vetter

Animal Welfare Act
7 U.S.C. §§ 2131-2159
*Reporting Required, December 12th

Contact:  Ernie Prentice

Clinical Trials – Financial Disclosures by Investigator

Contact:  Sue Logsdon, Collaboration with SPA, IRB, Compliance Office

Common Rule

Contact:  Ernie Prentice

Export Administration Regulations

ContactMarsha Morien

Food and Drug Administration (FDA) Amendments Act of 2007
Public Law No. 110-85

Contact: Grace Videtich and IRB

National Science Foundation Research Misconduct Policies
42 U.S.C. § 1870(a)

ContactJames Turpen

Public Health Service Policies on Research Misconduct

ContactJames Turpen

Sexual Misconduct

Statute

Clery Act
20 U.S.C. § 1092(f)
*October

ContactCarmen Sirizzotti

Title IX of the Education Amendment of 1972
20 U.S.C. §§ 1681-1688

ContactCarmen Sirizzotti

Title VII of the Civil Rights Act of 1964
42 U.S.C. §§ 2000e-2000e-17

Contact: Linda Cunningham

Tax

Statute

Byrd Amendment
31 U.S.C. § 1352
*Reporting required, ongoing

ContactBill Lawlor

Cafeteria Plan Regulations
26 U.S.C. § 125
*No reporting

ContactJayme Nekuda

Charitable Gift Annuity Antitrust Relief Act
15 U.S.C. § 37
IRC § 501(c)(3)

Contact:  Varner Hall lawyers

Deferred Compensation
26 U.S.C. § 457
*Multiple Deadlines

ContactJayme NekudaVarner Hall lawyers

Employee Annuities
26 U.S.C. § 403

Statute

Byrd Amendment 
31 U.S.C. § 1352
*Reporting required, ongoing

ContactBill Lawlor

Cafeteria Plan Regulations 
26 U.S.C. § 125
*No reporting

ContactJayme Nekuda

Charitable Gift Annuity Antitrust Relief Act
15 U.S.C. § 37
IRC § 501(c)(3)

Contact:  Varner Hall lawyers

Deferred Compensation
26 U.S.C. § 457
*Multiple Deadlines

ContactJayme NekudaVarner Hall lawyers

Employee Annuities
26 U.S.C. § 403
*Multiple Deadlines

ContactJayme Nekuda

Federal Grant and Loan Programs
26 U.S.C. § 6050S
*February

ContactBill Lawlor

Federal Unemployment Tax Act
26 U.S.C. §§ 3301-3311

ContactBill Lawlor

Foreign Bank Accounts and Tax Filings
31 U.S.C. § 5314(a)
*June

Contact Bill Lawlor

Fringe Benefits
26 U.S.C. § 132
*January
Contacts
RATE - Bill Lawlor Otherwise - HR
Independent Contractors
26 U.S.C. §§ 3401-3406
*January
Contacts: Jeff Elliott, Deb Thomas, legal
Industrial Alcohol User Permits and Special Tax
26 U.S.C. §§ 5001-5692
*Multiple Deadlines
ContactBill Lawlor
Nonqualified Deferred Inclusion
26 U.S.C. § 409A
*Multiple Deadlines
ContactJayme Nekuda
Public Disclosure of Material
26 U.S.C. § 6104(d)
ContactBill Lawlor
Qualified Pensions
26 U.S.C. § 401
*Multiple Deadlines
ContactJayme Nekuda
Reporting of Payments of Royalties
20 U.S.C. § 6041
26 U.S.C. § 6050N
*January
Contact: UNeMedJason Nickla
Small Business Job Protection Act
Public Law No. 104-188, 110 Stat. 1755
*April
ContactBill Lawlor
Student Loan Interest Reporting
26 U.S.C. § 6050S
*February
ContactCheryl Thompson
Unrelated Business Income (UBIT)
26 U.S.C. § 511(a)(2)