Procedures for Performance
Management
It is the intent of the University of
Nebraska Medical Center to effectively manage employee performance (both
work product and workplace behavior/conduct) from the date of hire to the
date of separation from employment.
Policy No. 1098,
Performance Management, effective 10/25/02
Procedures
Original Probationary Period
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An office-service employee serves one
six-month original probationary period, upon first hire at UNMC.
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An original probationary period employee
has the right to a pre-termination hearing and written notice of
termination.
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An original probationary period employee
who believes that his/her civil rights, with respect to employment,
have been violated by a dismissal action or who wishes to raise issues
of discrimination and/or sexual harassment may contact UNMC Human
Resources-Employee Relations/Affirmative Action at 402/559-5827 during
normal business hours, Monday-Friday.
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When an employee's original probationary
period ends, a performance evaluation should be completed and
forwarded to Human Resources-Records for inclusion in the employee's
personnel record.
Performance Evaluations
Performance appraisals should be completed
annually for all employees. Performance evaluations should also be
completed at the end of end of an office-service employee's original
six-month probationary period or after the first six months of an internal
transfer to a new job at UNMC.
It is desirable to complete a first
performance appraisal after an employee's first six months in a new job, as
a tool for communication, re-orientation, and establishment of a baseline of
performance. The performance appraisal should be a reflection of the
employee's entire work performance, which includes both the work product and
workplace behaviors, and should cite areas of strength, areas in need of
improvement, as well as future planned developmental goals.
For assistance in creating performance
evaluation tools, please contact Human Resources -Strategic Staffing at
402/559-4101 during normal business hours. All performance evaluations must
be completed within the context of NuValues and Performance Leadership (http://www.unmc.edu/nuvalues)
Corrective
Actions
The following criteria should be of
assistance to managers and supervisors in determining appropriate workplace
behaviors and conduct. Departments should consult with Human Resources
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Employee Relations at 402/559-5827 for detailed information on use of
corrective action.
Conduct or actions
justifying corrective actions, up to
termination for cause, include, but are not limited, to:
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Violation of, or failure to comply with,
state or federal law. Failure to comply with the published rules,
regulations, policies, or procedures of the employing department or of
the University.
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Discrimination in the form of sexual
harassment or discrimination in the form of prohibited harassment
because of protected status.
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Possession by employees of dangerous
weapons - concealed or unconcealed - on university property, on the
worksite, or in University vehicles. A dangerous weapon shall include
guns, knives, explosives, or other devices, which in the manner used
or intended, are capable of producing death or bodily injury.
Employees possessing devices provided to them for purposes of carrying
out work responsibilities shall not be deemed to be in possession of
dangerous weapons.
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Threats or acts that affect or are
perceived to affect the safety, health, or well being of another
person.
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An act that causes disruption of work
being performed.
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An act or conduct (on-the job or off-the
job) that adversely affects the employee's performance and/or the
accomplishment of the job.
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Failure or refusal to comply with a
lawful request or to accept a proper assignment from an authorized
supervisor.
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Inefficiency, incompetence, or
negligence in the performance of duties.
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Possession of narcotics, alcoholic
beverages, or other unlawful drugs on University property or while
performing duties of employment, drinking alcoholic beverages or using
unlawful drugs on duty, or reporting for duty under the influence of
alcohol and/or unlawful drugs.
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Dishonesty of any kind, including but
not limited to, theft of property, equipment, or funds belonging to
UNMC or to others; use of time, material, or facilities for purposes
unrelated to the work of UNMC; removal or borrowing of property,
equipment, or funds belonging to UNMC or others without permission; or
misrepresentation for the purpose of obtaining employee benefits or
privileges.
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Soliciting or accepting anything of
value based on an understanding that one's official action or
judgement will be influenced thereby.
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Using one's position for personal gain,
including the use of confidential information received through one's
position to obtain favor or financial gain (other than compensation
provided by law) for oneself or others.
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Falsification, fraud, or intentional
omission of information in University documents or time cards.
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Inappropriate handling or release of
confidential or other information not authorized for release.
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Falsification, fraud, or omission of
information in applying for a position
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Unauthorized or improper use of any type
of leave or abuse of meal or rest periods.
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Repeated tardiness or unauthorized
leave, including unauthorized departure from the work area.
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Failure to maintain satisfactory working
relationships with students, the public, other employees or
supervisors.
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Failure to obtain and/or maintain a
current license or certification required by law or department
standards as a condition of employment.
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Conviction of a felony.
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Insubordinate acts of language toward a
supervisor that substantially interferes with and impedes efficient
operations or substantially interferes with and impedes the ability of
a supervisor to manage or function.
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Inappropriate or other non-job related
personal attacks or repeated harassment of subordinates, co-workers,
supervisors, faculty, staff, students, or the public
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Failure to use safety equipment or
endangering self or others by engaging in unsafe practices.
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Any other behavior not in the best
interest of the University.
Types of Corrective Actions
For any of the above, UNMC management may
take the following types of corrective actions: verbal notice for
inappropriate workplace behaviors/conduct; verbal notice for work product
deficiencies; written notice for inappropriate workplace behaviors/conduct;
written notice for work product deficiencies; suspension with pay; and
termination for cause.
Verbal Notice of Corrective Action
Management may give verbal notice to alert
an employee to specific deficiencies [failure to meet work product
standards or workplace behavior/conduct standards].
It is recommended that the verbal notice be
given at a meeting between management and the employee. Management should
explain in detail the reasons for the verbal notice, describe the problem,
and listen to the employee's response. The meeting should end with a plan
of action for correcting the problem. It is recommended that notes
describing the meeting, verbal notice, and plan for action should be kept
in departmental files.
Written Notice of Corrective Action
Management may give written notice to an
employee regarding serious performance deficiencies [failure to meet
workplace behavior/conduct standards or work product standards].
The written notice should include detailed
documentation regarding the problem, a written plan for corrective action,
and time limits for improvement if applicable. The employee should sign
and date the written notice. The employee should receive a copy of the
written notice.
During any meeting to present a written
notice, it is recommended that management prepare a written summary and
keep a summary in the employee's departmental file. The employee should
be apprised of his/her rights to the UNMC grievance process in policy #
1020. A copy of the written notice should be forwarded to UNMC Human
Resources-Employee Relations(at Campus zip 985470) for inclusion in the
individual employee's personnel record.
The form (Written Notice) for
corrective actions is located at:
The form (Written Notice) for
corrective actions is located at:
http://app1.unmc.edu//hr/intra/pandp/forms/writnot.pdf
Suspension
with Pay
Management must consult with Human Resources
- Employee Relations before placing an employee on "suspension with pay."
Management may use "suspension with pay," during an employment situation
investigation, pending an employment decision, if the individual
employee's presence on campus could endanger others or present a risk to
UNMC, or if the individual employee's presence in the workplace could
hinder the inquiry into and resolution of the employment situation.
Suspension Without Pay
Note: Suspending an employee without pay
requires the prior approval of the UNMC Executive Director of Human
Resources.
Suspension without pay is appropriate when
other efforts to correct unsatisfactory work performance or behavior have
failed It is also appropriate as a first corrective action when the
immediate supervisor considers the unsatisfactory work performance or
behavior to be serious enough to warrant a severe penalty.
After considering the circumstances and the
employee's explanation, the supervisor, with the assistance of the UNMC
Executive Director of Human Resources, decides whether to implement the
suspension. The period of suspension is without pay and should normally
not exceed five workdays. Suspension without pay is implemented by a
written notice to the employee of the suspension and the reasons for the
action. If an employee is to be placed on "corrective probation" upon
return to work, that fact must be included in the written notice.
Employees on suspension without pay will not
be granted vacation, sick, floating/banked holiday, or regular holiday
leave, nor may they use compensatory time previously earned to avoid being
without pay.
Pre-termination Hearing
Any employee who may be "terminated for
cause" will receive pre-termination hearing. In such cases, the individual
will be notified in advance in writing of the time and place of
pre-termination hearing and will be afforded the opportunity to present
information on his/her own behalf. Please consult with Human Resources
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Employee Relations for template letters and other detailed information on
the hearing process.
Termination for Cause
UNMC employees who fail to meet department,
unit, or UNMC work product or workplace behavior/conduct standards may be
"terminated for cause." Management must make that decision only after
consultation with Human Resources - Employee Relations.
In accordance with Loudermill, any employee
considered for "Termination for Cause" will be given a pre-termination
hearing. If, after the hearing, "Termination for Cause" is recommended,
the employee will be given written notice of the termination and will have
access to the UNMC grievance process in
policy # 1020.
Grievable Corrective Actions
UNMC employees may file a grievance under UNMC
policy # 1020 for written notice for inappropriate workplace
behavior/conduct, written notice of work-product deficiencies, suspension
without pay, or termination for cause. Original probationary period
office-service employees are excluded from the UNMC grievance process,
unless the grievance is a civil rights matter. See UNMC Policy #1020
Employee Grievance
Process
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Equal Employment
Opportunity
The University of Nebraska
Medical Center declares and affirms a policy of equal educational and
employment opportunities, affirmative action in employment, and
nondiscrimination in providing its services to the public. Therefore,
the University of Nebraska Medical Center shall not discriminate against
anyone based on race, age, color, disability, religion, sex, national or
ethnic origin, marital status, genetic information,
sexual
orientation, Vietnam-era veteran
status, or special disabled Veteran status. Sexual harassment in any
form, including hostile environment and quid pro quo, is prohibited.
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